6.9M XNAS Volume
XNAS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Debra Shakerdge-hennessy | Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share. | 02 Apr 2025 | 16,165 | 107,894 (0%) | 0% | 0.9 | 14,532 | Common Stock |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.90 per share. | 01 Apr 2025 | 36,164 | 306,461 (1%) | 0% | 0.9 | 32,511 | Common Stock |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.09 per share. | 17 Mar 2025 | 10,396 | 342,625 (1%) | 0% | 1.1 | 11,332 | Common Stock |
| Michael Dunbar | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.09 per share. | 17 Mar 2025 | 3,223 | 223,057 (1%) | 0% | 1.1 | 3,513 | Common Stock |
| David Desharnais | Former Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.09 per share. | 17 Mar 2025 | 5,017 | 983,173 (4%) | 0% | 1.1 | 5,469 | Common Stock |
| Debra Shakerdge-hennessy | Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.09 per share. | 17 Mar 2025 | 1,155 | 124,059 (0%) | 0% | 1.1 | 1,259 | Common Stock |
| David Desharnais | Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.60 per share. | 17 Jan 2025 | 40,971 | 988,190 (4%) | 0% | 1.6 | 65,554 | Common Stock |
| Debra Shakerdge-hennessy | Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.56 per share. | 02 Jan 2025 | 3,465 | 125,214 (0%) | 0% | 1.6 | 5,405 | Common Stock |
| Berman A. Robert | Director, Executive Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 18 Dec 2024 | 864,104 | 1,001,000 (4%) | 3% | - | Common Stock | |
| Desharnais David | Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 666,300 | 1,029,161 (4%) | 3% | 0 | Common Stock | |
| Hen Eyal | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 224,000 | 353,021 (1%) | 1% | 0 | Common Stock | |
| Goord Glenn | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 247,617 (1%) | 0% | 0 | Common Stock | |
| Croxton D. Steven | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 141,967 (0%) | 0% | 0 | Common Stock | |
| Sarma Emani Sanjay | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 107,087 (0%) | 0% | 0 | Common Stock | |
| Dunbar Michael | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 157,200 | 226,280 (1%) | 0% | 0 | Common Stock | |
| Hanlon P. David | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 146,967 (0%) | 0% | 0 | Common Stock | |
| Timothy J. Davenport | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 107,087 (0%) | 0% | 0 | Common Stock | |
| Paul A. de Bary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 31,250 | 161,967 (0%) | 0% | 0 | Common Stock | |
| Debra Shakerdge-hennessy | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Nov 2024 | 93,300 | 128,679 (0%) | 0% | 0 | Common Stock | |
| David Desharnais | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.33 per share. | 19 Aug 2024 | 7,500 | 362,861 (1%) | 0% | 1.3 | 9,975 | Common Stock |
| Robert A. Berman | Director, Executive Chairman | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Aug 2024 | 300,000 | 1,685,219 (7%) | 1% | 0 | Common Stock | |
| Robert A. Berman | Director, Executive Chairman | 18 Jun 2024 | 700,000 | 0 | - | - | Warrants (right to buy) | ||
| Robert A. Berman | Director, Executive Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 18 Jun 2024 | 1,000,000 | 1,000,000 | - | - | Warrants (right to buy) | |
| Robert A. Berman | Director, Executive Chairman | Gift of securities by or to the insider at price $ 0.00 per share. | 18 Jun 2024 | 1,000,000 | 0 | - | - | Warrants (right to buy) | |
| Robert A. Berman | Director, Executive Chairman | 18 Jun 2024 | 700,000 | 1,865,104 (8%) | 3% | 1.4 | 980,000 | Common Stock | |
| David Desharnais | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 17 Jun 2024 | 5,000 | 355,361 (1%) | 0% | 1.5 | 7,300 | Common Stock |
| Viraj Mehta | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 May 2024 | 122,000 | 122,000 (0%) | 0% | 0 | Common Stock | |
| Robert A. Berman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 1.56 per share. | 21 May 2024 | 10,000 | 1,385,219 (6%) | 0% | 1.6 | 15,557 | Common Stock |
| Robert A. Berman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 1.65 per share. | 20 May 2024 | 20,000 | 1,375,219 (6%) | 0% | 1.7 | 33,062 | Common Stock |
| David Desharnais | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.57 per share. | 20 May 2024 | 5,000 | 350,361 (1%) | 0% | 1.6 | 7,850 | Common Stock |
| Robert A. Berman | Director, Executive Chairman | Purchase of securities on an exchange or from another person at price $ 1.34 per share. | 17 May 2024 | 100,000 | 1,355,219 (6%) | 0% | 1.3 | 133,520 | Common Stock |
| David P. Hanlon | Director | Purchase of securities on an exchange or from another person at price $ 1.34 per share. | 17 May 2024 | 5,000 | 115,717 (0%) | 0% | 1.3 | 6,725 | Common Stock |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.06 per share. | 15 Mar 2024 | 9,616 | 129,021 (0%) | 0% | 2.1 | 19,809 | Common Stock |
| Michael Dunbar | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.06 per share. | 15 Mar 2024 | 3,218 | 69,080 (0%) | 0% | 2.1 | 6,629 | Common Stock |
| David Desharnais | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.06 per share. | 15 Mar 2024 | 5,017 | 340,361 (1%) | 0% | 2.1 | 10,335 | Common Stock |
| Debra Shakerdge-hennessy | Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.06 per share. | 15 Mar 2024 | 1,156 | 35,379 (0%) | 0% | 2.1 | 2,381 | Common Stock |
| David Desharnais | Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 1.37 per share. | 15 Mar 2024 | 5,000 | 345,361 (1%) | 0% | 1.4 | 6,850 | Common Stock |
| Anne Townsend | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Mar 2024 | 50,000 | 50,000 (0%) | 0% | 0 | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer | Other type of transaction at price $ 2.50 per share. | 04 Mar 2024 | 120,000 | 1,255,219 (5%) | 0% | 2.5 | 300,000 | Common Stock |
| Desharnais David | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.61 per share. | 17 Jan 2024 | 39,138 | 345,378 (1%) | 0% | 3.6 | 141,288 | Common Stock |
| Glenn Goord | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,378 | 216,367 (0%) | 0% | 0 | Common Stock | |
| Croxton Steven D. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,837 | 110,717 (0%) | 0% | 0 | Common Stock | |
| Timothy Davenport J. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,837 | 75,837 (0%) | 0% | 0 | Common Stock | |
| Sarma Sanjay Emani | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,837 | 75,837 (0%) | 0% | 0 | Common Stock | |
| Hanlon David P. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,837 | 110,717 (0%) | 0% | 0 | Common Stock | |
| A. de Bary Paul | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jan 2024 | 25,837 | 130,717 (0%) | 0% | 0 | Common Stock | |
| Goord Glenn | Director | Grant, award, or other acquisition of securities at price $ 2.59 per share. | 12 Dec 2023 | 9,650 | 190,530 (0%) | 0% | 2.6 | 24,994 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.45 per share. | 25 Aug 2023 | 10,000 | 1,135,219 (5%) | 0% | 3.4 | 34,455 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Aug 2023 | 50,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Robert A. Berman | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.00 per share. | 18 Aug 2023 | 50,000 | 1,125,219 (5%) | 0% | 1 | 50,000 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 3.14 per share. | 18 Aug 2023 | 25,000 | 1,025,219 (4%) | 0% | 3.1 | 78,425 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.50 per share. | 18 Aug 2023 | 50,000 | 1,075,219 (4%) | 0% | 1.5 | 75,000 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Aug 2023 | 50,000 | 0 | - | - | Employee Stock Option (right to buy) | |
| Richard Nathan | Director | 18 Aug 2023 | 4,850 | 1,700,650 (7%) | 0% | 1.0 | 4,996 | Common Stock | |
| Richard Nathan | Director | 18 Aug 2023 | 10,000 | 0 | - | - | Novume Unit Warrant (right to buy) | ||
| Michael Dunbar | Chief Revenue Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.06 per share. | 12 Jul 2023 | 5,017 | 72,298 (0%) | 0% | 3.1 | 15,352 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Jun 2023 | 1,000,000 | 1,165,104 (5%) | 4% | - | Common Stock | |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.35 per share. | 15 Mar 2023 | 4,621 | 138,637 (0%) | 0% | 1.3 | 6,238 | Common Stock |
| Eyal Hen | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 50,000 | 143,258 (0%) | 0% | 0 | Common Stock | |
| Christopher Kadoch | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.25 per share. | 15 Mar 2023 | 1,180 | 42,671 (0%) | 0% | 1.3 | 1,475 | Common Stock |
| Christopher Kadoch | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.35 per share. | 15 Mar 2023 | 219 | 43,851 (0%) | 0% | 1.4 | 296 | Common Stock |
| Christopher Kadoch | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 5,100 | 44,070 (0%) | 0% | 0 | Common Stock | |
| Michael Dunbar | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 25,000 | 77,315 (0%) | 0% | 0 | Common Stock | |
| David Desharnais | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.91 per share. | 15 Mar 2023 | 50,000 | 384,516 (1%) | 0% | 1.9 | 95,500 | Common Stock |
| Debra Shakerdge-hennessy | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2023 | 10,000 | 36,535 (0%) | 0% | 0 | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Jan 2023 | 1,000,000 | 1,000,000 | - | - | Warrats (right to buy) | |
| David Desharnais | President and COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.91 per share. | 17 Jan 2023 | 40,484 | 334,516 (1%) | 0% | 1.9 | 77,324 | Common Stock |
| Paul A. de Bary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 20,378 | 104,880 (0%) | 0% | 0 | Common Stock | |
| David P. Hanlon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 20,378 | 84,880 (0%) | 0% | 0 | Common Stock | |
| Richard Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 20,378 | 1,695,800 (7%) | 0% | 0 | Common Stock | |
| Glenn Goord | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 20,378 | 180,880 (0%) | 0% | 0 | Common Stock | |
| Steven D. Croxton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jan 2023 | 20,378 | 84,880 (0%) | 0% | 0 | Common Stock | |
| Debra Shakerdge-hennessy | Chief People Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.20 per share. | 03 Jan 2023 | 3,465 | 26,535 (0%) | 0% | 1.2 | 4,158 | Common Stock |
| Rodney Hillman | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,192 | 79,302 (0%) | 0% | 0 | Common Stock | |
| Riaz Latifullah | EVP - Corporate Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 1,883 | 6,883 (0%) | 0% | 0 | Common Stock | |
| Eyal Hen | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 40,000 | 93,258 (0%) | 0% | 0 | Common Stock | |
| Christopher Kadoch | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.32 per share. | 15 Mar 2022 | 1,181 | 37,789 (0%) | 0% | 4.3 | 5,102 | Common Stock |
| Christopher Kadoch | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 1,852 | 38,970 (0%) | 0% | 0 | Common Stock | |
| Michael Dunbar | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Mar 2022 | 2,315 | 52,315 (0%) | 0% | 0 | Common Stock | |
| Rodney Hillman | COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.48 per share. | 21 Feb 2022 | 2,888 | 77,110 (0%) | 0% | 4.5 | 12,938 | Common Stock |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.48 per share. | 21 Feb 2022 | 5,776 | 53,258 (0%) | 0% | 4.5 | 25,876 | Common Stock |
| Christopher Kadoch | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.35 per share. | 03 Feb 2022 | 8,851 | 37,118 (0%) | 0% | 4.4 | 38,502 | Common Stock |
| Paul A. de Bary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 45,832 | 84,502 (0%) | 0% | 0 | Common Stock | |
| Glenn Goord | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 45,832 | 160,502 (0%) | 0% | 0 | Common Stock | |
| Steven D. Croxton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 45,832 | 64,502 (0%) | 0% | 0 | Common Stock | |
| David Desharnais | President | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 375,000 | 375,000 (1%) | 1% | 0 | Common Stock | |
| Debra Shakerdge-hennessy | Chief People Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2022 | 30,000 | 30,000 (0%) | 0% | 0 | Common Stock | |
| Eyal Hen | CFO | Purchase of securities on an exchange or from another person at price $ 6.20 per share. | 13 Dec 2021 | 1,000 | 59,034 (0%) | 0% | 6.2 | 6,200 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 7.13 per share. | 17 Nov 2021 | 75,000 | 1,000,219 (4%) | 0% | 7.1 | 534,750 | Common Stock |
| Glenn Goord | Director | Purchase of securities on an exchange or from another person at price $ 7.03 per share. | 17 Nov 2021 | 10,000 | 114,670 (0%) | 0% | 7.0 | 70,300 | Common Stock |
| Eyal Hen | CFO | Purchase of securities on an exchange or from another person at price $ 6.44 per share. | 17 Nov 2021 | 2,000 | 58,034 (0%) | 0% | 6.4 | 12,880 | Common Stock |
| Noam Maital | CEO, Waycare Technologies Ltd. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Nov 2021 | 255,284 | 981,978 (4%) | 1% | 0 | Common Stock | |
| Matthew Anthony Hill | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 10.11 per share. | 20 Sep 2021 | 100,000 | 1,286,669 (5%) | 0% | 10.1 | 1,010,920 | Common Stock |
| Matthew Anthony Hill | Chief Science Officer | Sale of securities on an exchange or to another person at price $ 9.04 per share. | 20 Sep 2021 | 200,000 | 1,386,669 (6%) | 0% | 9.0 | 1,807,240 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 15 Sep 2021 | 849,999 | 925,219 (4%) | 3% | - | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 15 Sep 2021 | 775,000 | 2,165,104 (9%) | 3% | - | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 15 Sep 2021 | 2,725,836 | 0 (0%) | 12% | - | Common Stock | |
| Christopher Kadoch | Chief Technology Officer | Sale of securities on an exchange or to another person at price $ 12.61 per share. | 09 Sep 2021 | 6,000 | 45,969 (0%) | 0% | 12.6 | 75,671 | Common Stock |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 23 Aug 2021 | 33,334 | 16,666 | - | - | Employee Stock Options (right to buy) | |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.80 per share. | 23 Aug 2021 | 33,334 | 70,745 (0%) | 0% | 0.8 | 26,667 | Common Stock |
| Noam Maital | CEO, Waycare Technologies Ltd. | Grant, award, or other acquisition of securities at price $ 7.29 per share. | 18 Aug 2021 | 726,694 | 726,694 (3%) | 3% | 7.3 | 5,294,692 | Common Stock |
| Michael Dunbar | Chief Revenue Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Jul 2021 | 50,000 | 50,000 (0%) | 0% | 0 | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2021 | 53,220 | 75,220 (0%) | 0% | 0 | Common Stock | |
| Riaz Latifullah | EVP - Corporate Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2021 | 5,000 | 5,000 (0%) | 0% | 0 | Common Stock | |
| Eyal Hen | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2021 | 10,000 | 56,034 (0%) | 0% | 0 | Common Stock | |
| Christopher Kadoch | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Mar 2021 | 10,000 | 51,969 (0%) | 0% | 0 | Common Stock | |
| Rodney Hillman | COO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.95 per share. | 21 Feb 2021 | 2,822 | 37,411 (0%) | 0% | 17.0 | 47,833 | Common Stock |
| Eyal Hen | CFO | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.95 per share. | 21 Feb 2021 | 5,191 | 46,034 (0%) | 0% | 16.9 | 87,987 | Common Stock |
| Richard Nathan | Director | Other type of transaction at price $ 0.00 per share. | 12 Feb 2021 | 17,900 | 1,629,590 (7%) | 0% | - | Common Stock | |
| Richard Nathan | Director | Other type of transaction at price $ 0.00 per share. | 12 Feb 2021 | 10,000 | 0 | - | - | Series A Preferred Stock | |
| Christopher Kadoch | Chief Technology Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 14.77 per share. | 03 Feb 2021 | 8,031 | 41,969 (0%) | 0% | 14.8 | 118,618 | Common Stock |
| Susan Crandall | Chief Marketing Officer | Sale or transfer of securities back to the company at price $ 0.00 per share. | 13 Jan 2021 | 50,000 | 0 (0%) | 0% | 0 | Common Stock | |
| Paul A. de Bary | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 38,670 (0%) | 0% | 0 | Common Stock | |
| David P. Hanlon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 18,670 (0%) | 0% | 0 | Common Stock | |
| Richard Nathan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 1,611,690 (7%) | 0% | 0 | Common Stock | |
| Glenn Goord | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 104,670 (0%) | 0% | 0 | Common Stock | |
| Christine J. Harada | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 18,670 (0%) | 0% | 0 | Common Stock | |
| Steven D. Croxton | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Jan 2021 | 18,670 | 18,670 (0%) | 0% | 0 | Common Stock | |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Dec 2020 | 15,000 | 15,000 | - | - | Employee Stock Option (right to buy) | |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.81 per share. | 18 Dec 2020 | 15,000 | 55,233 (0%) | 0% | 3.8 | 57,150 | Common Stock |
| Rodney Hillman | COO | Sale of securities on an exchange or to another person at price $ 7.10 per share. | 18 Dec 2020 | 15,000 | 40,233 (0%) | 0% | 7.1 | 106,517 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 16 Dec 2020 | 375,000 | 2,940,104 (13%) | 1% | - | Common Stock | |
| Paul A. de Bary | Director | Purchase of securities on an exchange or from another person at price $ 4.12 per share. | 20 Nov 2020 | 10,000 | 20,000 (0%) | 0% | 4.1 | 41,215 | Common Stock |
| Glenn Goord | Director | Purchase of securities on an exchange or from another person at price $ 4.06 per share. | 19 Nov 2020 | 6,000 | 86,000 (0%) | 0% | 4.1 | 24,390 | Common Stock |
| Eyal Hen | CFO | Purchase of securities on an exchange or from another person at price $ 4.00 per share. | 18 Nov 2020 | 1,225 | 51,225 (0%) | 0% | 4 | 4,900 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 16 Sep 2020 | 2,725,836 | 22,000 (0%) | 12% | - | Common Stock | |
| Matthew Anthony Hill | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.74 per share. | 15 Sep 2020 | 625,000 | 1,586,669 (7%) | 2% | 0.7 | 462,500 | Common Stock |
| Matthew Anthony Hill | Chief Science Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 15 Sep 2020 | 625,000 | 0 | - | - | Warrants (right to buy) | |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.81 per share. | 28 Aug 2020 | 15,000 | 55,233 (0%) | 0% | 3.8 | 57,150 | Common Stock |
| Rodney Hillman | COO | Sale of securities on an exchange or to another person at price $ 6.52 per share. | 28 Aug 2020 | 15,000 | 40,233 (0%) | 0% | 6.5 | 97,800 | Common Stock |
| Rodney Hillman | COO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 28 Aug 2020 | 15,000 | 30,000 | - | - | Employee Stock Option (right to buy) | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.57 per share. | 05 Aug 2020 | 2,725,836 | 2,747,836 (12%) | 12% | 2.6 | 7,005,399 | Common Stock |
| James K. McCarthy | Director, Chief Strategy Officer, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 2.57 per share. | 05 Aug 2020 | 2,725,836 | 0 (0%) | 12% | 2.6 | 7,005,399 | Common Stock |
| Matthew Anthony Hill | Chief Science Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Jul 2020 | 431,669 | 961,669 (4%) | 1% | - | Common Stock | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Gift of securities by or to the insider at price $ 0.00 per share. | 17 Jun 2020 | 1,125,000 | 3,337,104 (15%) | 5% | - | Common Stock | |
| Susan Crandall | Chief Marketing Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 50,000 | 50,000 (0%) | 0% | 0 | Common Stock | |
| Rodney Hillman | COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2020 | 25,000 | 40,233 (0%) | 0% | 0 | Common Stock | |
| Eyal Hen | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2020 | 50,000 | 50,000 (0%) | 0% | 0 | Common Stock | |
| Christopher Kadoch | Chief Technology Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2020 | 50,000 | 50,000 (0%) | 0% | 0 | Common Stock | |
| David P. Hanlon | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jan 2020 | 45,832 | 64,502 (0%) | 0% | 0 | Common Stock | |
| Steven D. Croxton | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2019 | 48,499 | 48,499 | - | - | Stock Option (right-to-buy) | |
| Eyal Hen | CFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 May 2019 | 50,000 | 50,000 | - | - | Employee Stock Option (right-to-buy) | |
| Paul A. de Bary | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 50,000 | 50,000 | - | - | Stock Option (right-to-buy) | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 50,000 | 50,000 | - | - | Employee Stock Option (right to buy) | |
| David P. Hanlon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 12,500 | 12,500 | - | - | Stock Option (right-to-buy) | |
| Riaz Latifullah | EVP - Corporate Development | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 20,000 | 20,000 | - | - | Employee Stock Option (right-to-buy) | |
| Glenn Goord | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 12,500 | 12,500 | - | - | Stock Option (right-to-buy) | |
| Christine J. Harada | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 May 2019 | 12,500 | 12,500 | - | - | Stock Option (right-to-buy) | |
| Paul A. de Bary | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 10,000 | 10,000 | - | - | Stock Option (right-to-buy) | |
| David P. Hanlon | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Glenn Goord | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Christine J. Harada | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Mar 2019 | 10,000 | 10,000 | - | - | Stock Option (right to buy) | |
| Matthew Anthony Hill | Chief Science Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2019 | 600,000 | 600,000 (2%) | 3% | - | Common Stock | |
| Matthew Anthony Hill | Chief Science Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Mar 2019 | 625,000 | 625,000 | - | - | Warrants (right to buy) | |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.52 per share. | 10 Dec 2018 | 2,725,836 | 2,869,083 (15%) | 14% | 0.5 | 1,405,168 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.52 per share. | 10 Dec 2018 | 1,593,021 | 4,462,104 (23%) | 8% | 0.5 | 821,202 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | 10 Dec 2018 | 2,725,836 | 0 | - | - | Avon Option to Purchase (McCarthy) | ||
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | 10 Dec 2018 | 1,593,021 | 0 | - | - | Avon Option to Purchase (Nathan) | ||
| Richard Nathan | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.52 per share. | 10 Dec 2018 | 1,593,021 | 1,593,020 (8%) | 8% | 0.5 | 821,202 | Common Stock |
| James K. McCarthy | Director, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 0.52 per share. | 10 Dec 2018 | 2,725,836 | 2,725,835 (14%) | 14% | 0.5 | 1,405,168 | Common Stock |
| Glenn Goord | None | Purchase of securities on an exchange or from another person at price $ 0.57 per share. | 07 Dec 2018 | 50,000 | 80,000 (0%) | 0% | 0.6 | 28,410 | Common Stock |
| Paul A. de Bary | None | Purchase of securities on an exchange or from another person at price $ 0.86 per share. | 16 Nov 2018 | 10,000 | 10,000 (0%) | 0% | 0.9 | 8,600 | Common Stock |
| Robert A. Berman | Director, Chief Executive Officer, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.85 per share. | 16 Nov 2018 | 22,000 | 143,247 (0%) | 0% | 0.8 | 18,625 | Common Stock |
| Glenn Goord | None | Purchase of securities on an exchange or from another person at price $ 0.78 per share. | 16 Nov 2018 | 30,000 | 30,000 (0%) | 0% | 0.8 | 23,295 | Common Stock |